2.10.
The primary means of preventing accidents at a nuclear fuel cycle facility and mitigating the consequences of accidents if they do occur is the application of the concept of defence in depth (SF-1 [1], Principle 8). This concept is applied to all safety related activities, whether organizational, behavioural or design related, in all operational states, and including activities with chemical hazards. This is to ensure that all safety related activities are subject to independent layers of protection (or barriers), so that if a failure were to occur in any one of these layers, it would be detected and compensated for or corrected through the successful application of measures in the other layers.
2.11.
Application of the concept of defence in depth throughout design and operation provides protection against transients, anticipated operational occurrences and accidents, including those resulting from equipment failure or human action within the installation, and events induced by external hazards.
2.12.
Paragraph 3.31 of SF-1 [1] states that:
“Defence in depth is implemented primarily through the combination of a number of consecutive and independent levels of protection that would have to fail before harmful effects could be caused to people or to the environment. If one level of protection or barrier were to fail, the subsequent level or barrier would be available…. The independent effectiveness of the different levels of defence is a necessary element of defence in depth.”
A graded approach is applied to the concept of defence in depth in nuclear fuel cycle facilities. There are five levels of defence:
The purpose of the first level of defence is to prevent deviations from normal operation and the failure of items important to safety. This leads to requirements that the facility be soundly and conservatively sited, designed, constructed, maintained, operated and modified in accordance with a management system and appropriate and proven engineering practices. To meet these requirements, careful attention is paid to the selection of appropriate design codes and materials, and to the quality control of the manufacture of components and construction of the facility, as well as to its commissioning. Design options, including the selection of processes, that reduce the potential for internal hazards also contribute to the prevention of accidents at this level of defence. Attention is also paid to the processes and procedures involved in design, manufacture, construction and in-service inspection, maintenance and testing, to the ease of access for these activities, and to the way the facility is operated and to how operating experience is utilized. This process is supported by a detailed analysis that determines the requirements for operation and maintenance of the facility and the requirements for quality management for operational and maintenance practices.
The purpose of the second level of defence is to detect and control deviations from operational states in order to prevent anticipated operational occurrences at the facility from escalating to accident conditions5. This is in recognition of the fact that postulated initiating events are likely to occur over the operating lifetime of a nuclear fuel cycle facility, despite the care taken to prevent them. This second level of defence necessitates the provision of specific systems and features in the design, the confirmation of their effectiveness through safety analysis, and the establishing of operating procedures to prevent such initiating events, or else to minimize their consequences, and to return the facility to a safe state.
For the third level of defence, it is assumed that, although very unlikely, the escalation of certain anticipated operational occurrences or postulated initiating events might not be controlled at a preceding level and that an accident could occur. In the design of the facility, such are postulated to occur. This leads to the requirement that inherent and/or engineered safety features, fail-safe design and procedures be provided to control the consequences of such . Such engineered safety features will be capable of preventing extensive damage to the facility or significant off-site releases and returning the facility to a safe state, and maintaining at least one physical barrier for the confinement of radioactive material. This barrier may be provided by a combination of a ‘static’ barrier with a complementary ‘dynamic’ barrier (e.g. a ventilation system), which together provide effective confinement of radioactive material. The most important objective for this level is to prevent releases of radioactive material and associated hazardous material or radiation levels that require off-site protective actions.
The purpose of the fourth level of defence is to mitigate the consequences of accidents that result from failure of the third level of defence in depth. The most important objective for this level is to ensure that the confinement function is maintained, thus ensuring that radioactive releases are kept as low as reasonably achievable.
The purpose of the fifth level of defence is to mitigate the radiological consequences and associated chemical consequences of releases or radiation levels that could potentially result from . This requires the provision of adequately equipped emergency response facilities and emergency plans and emergency procedures for on-site and off-site emergency response.
2.13.
In the application of the concept of defence in depth, the chemical hazards associated with the radioactive material (i.e. dangerous properties arising from the chemistry of radioactive materials or as a consequence of activities at the facility) need to be taken into account at every level of defence. The potential interaction of multiple facilities or multiple on the same site also needs to be considered at the fourth and fifth levels of defence where applicable.
2.14.
The safety philosophy that is followed to fulfil the objective and principles stated in SF-1 [1] relies on the concept of defence in depth and on the adoption of measures for the management and verification of safety over the entire lifetime of the nuclear fuel cycle facility. In addition to automatic control, many nuclear fuel cycle facilities rely on operator actions to maintain and control the safety of radioactive material throughout the facility. The safety philosophy addresses the means with which the organization supports individuals and groups in performing their tasks safely, taking the interactions between humans, technology and organizational aspects into account. The awareness by individuals of safety matters and the commitment of individuals to safety, and where appropriate the effective leadership and management of safety, are therefore essential to the proper application of the concept of defence in depth.